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Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
MA RA APPROVED 2017-05-15
  • NY RA
    APPROVED
    Since 2021-04-07
  • MA RA
    APPROVED
    Since 2017-05-15

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

485 Lexington Avenue Floor 12, New York, NY 10017-2619 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerging Global Advisors New York NY 07/2013 Present
Alps Distributors Inc. Denver CO 07/2013 Present
Columbia Management Investement Distributors Inc New York NY 09/2016 Present
  • 07/2013 → Present
    Emerging Global Advisors
    New York, NY
  • 07/2013 → Present
    Alps Distributors Inc.
    Denver, CO
  • 09/2016 → Present
    Columbia Management Investement Distributors Inc
    New York, NY
Previous Registrations
  • 2009-04-14 → 2012-05-07
    New York, NY
    New York, NY
  • 2009-04-14 → 2010-10-12
    Security Global Investors
    San Francisco, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10
Designations
  • Chartered Financial Analyst
Other Names
  • Marc Zeitoun

View on SEC IAPD

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