Mike Scott Saul

Current Employers

Employment History

• 05/1993 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ
• 04/2011 → 05/2019
  Bank Of America, N.A.
  Short Hills, NJ
• 05/2019 → 10/2025
  Transcend Capital Advisors, Llc
  Madison, NJ
• 06/2019 → 10/2025
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2025 → Present
  Cary Street Partners Investment Advisory Llc
  Morristown, NJ
• 10/2025 → Present
  Cary Street Partners Llc
  Morristown, NJ

Previous Registrations

• 2019-05-23 → 2025-10-21
  Transcend Capital Advisors, Llc
  Madison, NJ
• 1997-11-21 → 2019-05-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ
  Short Hills, NJ
  Basking Ridge, NJ

Other Businesses

1) OCEAN VIEW CONDO ASSOCIATION. NOT INVESTMENT RELATED. LOCATED AT 5901 ATLANTIC AVENUE, WILDWOOD CREST, NEW JERSEY 08260. TITLE IS TRUSTEE. STARTED 7/4/2016. 1 HR/MO DEVOTED - 0 DURING TRADING. DUTIES ARE UNIT BUILDING WHERE TRUSTEES CHOOSE VENDORS AND CARE FOR THE BUILDING. 2)JEWISH FOUNDATION OF SOMERSET, HUNTERDON & WARREN COUNTY, NJ. NOT INVESTMENT RELATED. LOCATED AT 775 TALAMINI ROAD, BRIDGEWATER, NJ 08807. NATURE OF BUSINESS IS JEWISH COMMUNITY ORGANIZATION. TITLE IS BOARD MEMBER. STARTED 05/2003. 4 HRS/MO - 0 DURING TRADING. DUTIES ARE TO HELP FUNDRAISING TO SUPPORT THEIR COMMUNITY ACTIVITIES. 3)JEWISH COMMUNITY FOUNDATION OF GREATER PRINCETON, NJ. INVESTMENT RELATED. LOCATED AT 457 NASSAU STREET, PRINCETON, NJ. NATURE OF BUSINESS IS JEWISH COMMUNITY ORGANIZATION. POSITION: COMMITTEE INVESTMENT MEMBER. MIKE GIVES ABOUT 1 HRS/MO - 0 DURING TRADING. HE DOES PROVIDE INVESTMENT ADVICE AS PART OF HIS ROL AND WILL BE INVOLVED IN HANDLING OF THE ENTITY'S FUNDS. MIKE IS NOT COMPENSATED FOR THIS POSITION.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-04
• S63 Uniform Securities Agent State Law Examination
  1995-09-22

Other Names

• Michael Saul
• Michael Scott Saul