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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-03 |
| AK | RA | APPROVED | 2026-04-02 |
| NY | RA | APPROVED | 2026-04-02 |
| TX | RA | APPROVED | 2026-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Miami | FL | 05/2016 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 04/2026 | Present |
| Bank Of America, N.A. | Miami | FL | 05/2026 | Present |
I*401040, Entity Type Entity For Profit, Name of OBA: (REDACTED) LLC Address: new yorkNew York10003 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/05/2013 No Hours: 2 monthly No Hours during trading: 0 Duties: apartment rental I*: 4370270 Entity Type: For Profit Name: XX CROOKED HIGHWAY LLC Address: Miami, Florida Position: Owner Date started: 11/01/2017 Hours Devoted: 10 hrs annually Hours Devoted during trading hours: 1 hr annually Duties: Rent collection, property maintenance I*: 4370272 Entity Type: Rental Property Name: Rental Property 1 Position: Sole owner Start Date: 09/01/2020 Hours Devoted: 10 hrs annually Hours Devoted during trading hours: 1 hr annually Duties: landlord; collect rent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-28 |
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