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Nat Nunn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Pennington, NJ

Scotland, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-05
RI RA APPROVED 2013-04-01
TX RA APPROVED 2013-03-28
  • CT RA
    APPROVED
    Since 2024-08-05
  • RI RA
    APPROVED
    Since 2013-04-01
  • TX RA
    APPROVED
    Since 2013-03-28

Branch Locations

3400 Pawtucket Ave Central Business Review Unit, Riverside, RI 02915 • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Scotland, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 03/2013 Present
Previous Registrations
  • 2011-08-31 → 2013-01-11
    Td Ameritrade, Inc.
    West Hartford, CT
  • 2011-08-31 → 2013-01-11
    Td Ameritrade Investment Management, Llc
    West Hartford, CT
  • 2006-10-23 → 2011-06-16
    Global Portfolio Strategies, Inc.
    Hartford, CT
  • 2000-02-24 → 2005-04-30
    Prudential Retirement Brokerage Services, Inc.
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-21
S63 Uniform Securities Agent State Law Examination 1995-08-03
  • S65 Uniform Investment Adviser Law Examination
    1995-08-21
  • S63 Uniform Securities Agent State Law Examination
    1995-08-03
Other Names
  • Nat Nunn
  • Nathaniel Hunt Nunn
  • Nathaniel Hunt Nunn

View on SEC IAPD

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