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Arnold R. Aldus

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Murrieta, CA

Murrieta, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-15
CA RA APPROVED 2012-02-21
  • TX RA
    APPROVED_RES
    Since 2016-08-15
  • CA RA
    APPROVED
    Since 2012-02-21

Branch Locations

23781 Washington Ave, Murrieta, CA 92562 • United States

39398 Los Alamos Rd, Murrieta, CA 92563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Murrieta CA 01/2012 Present
Bank Of America, N.A. Murrieta CA 03/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-18
S63 Uniform Securities Agent State Law Examination 1995-08-11
  • S65 Uniform Investment Adviser Law Examination
    2001-01-18
  • S63 Uniform Securities Agent State Law Examination
    1995-08-11
Other Names
  • Arnold Raymond Aldus

View on SEC IAPD

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Other Offices

DAVIES FINANCIAL ADVISORS, INC. · MURRIETA, CA
EDWARD JONES · MURRIETA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murrieta, CA
CLG LLC · Murrieta, CA
INDEPENDENT FINANCIAL GROUP, LLC · Murrieta, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Murrieta, CA
COMMONWEALTH FINANCIAL NETWORK · Murrieta, CA
LPL FINANCIAL LLC · MURRIETA, CA

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