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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oshkosh | WI | 03/2013 | Present |
1. 03/18/2013 - PROVIDENT FINANCIAL CONSULTANTS - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/26/2013 - PROVIDENT FINANCIAL CONSULTANTS, LLC - NON-VARIABLE INSURANCE - NON VARIABLE INSURANCE - TIME SPENT 5% - OSHKOSH, WI 3. 04/24/2014 - PROVIDENT FINANCIAL CONSULTANTS, LLC - SEMINARS - TIME SPENT 10% - OSHKOSH, WI
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-20 |
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