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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

2110 Tremont Ctr, Columbus, OH 43221-3110 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
OH RA APPROVED 2003-10-22
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • OH RA
    APPROVED
    Since 2003-10-22

Branch Locations

Tremont Center Banking Office 2110 Tremont Center, Columbus, OH 43221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 08/1998 Present
Ameriprise Financial Services, Llc Columbus OH 06/2026 Present
Other Businesses

ORANGE BASEBALL BOOSTERS AND ORANGE BASEBALL ASSOCIATION POSITION: Vice President NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 2840 East Orange Rd, Lewis Center OH 43082, United States DESCRIPTION: Youth travel baseball program from 8 years old to 18 years old that ties into and overlaps with the High School Baseball program BERKSHIRE MIDDLE SCHOOL 8TH GRADE BASEBALL COACH POSITION: 8th Grade Baseball Coach NATURE: Sports and Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 1 START DATE: 02/20/2023 ADDRESS: 2869 S 3 B's and K Road, Galena OH 43021, United States DESCRIPTION: 8th grade Baseball Coach

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-24
S63 Uniform Securities Agent State Law Examination 1999-07-01
  • S65 Uniform Investment Adviser Law Examination
    2002-09-24
  • S63 Uniform Securities Agent State Law Examination
    1999-07-01
Other Names
  • Joe Leonetti

View on SEC IAPD

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