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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-02-08
TX RA APPROVED_RES 2021-02-08
  • MI RA
    APPROVED
    Since 2021-02-08
  • TX RA
    APPROVED_RES
    Since 2021-02-08

Branch Locations

1153 M-75 South, Boyne City, MI 49712 • United States

320 Howard Street, Petoskey, MI 49770 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Petoskey MI 10/2012 Present
Jpmorgan Chase Bank, Na. Petoskey MI 08/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2006-03-14
  • S66 Uniform Combined State Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2006-03-14
Other Names
  • Chris Johnson

View on SEC IAPD

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