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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-18 |
| FL | RA | APPROVED | 2015-04-16 |
Branch Locations
28100 Us 19 North Ste 500, Clearwater, FL 33761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Clearwater | FL | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clearwater | FL | 11/2016 | Present |
EXECUTOR FOR FRIEND ; INV RELATED;TAMPA,FL; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 02/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-06 |
| S65 | Uniform Investment Adviser Law Examination | 2003-01-06 |
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