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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-19
  • MN RA
    APPROVED
    Since 2021-07-19

Branch Locations

701 East Lake Street, Wayzata, MN 55391 • United States

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bloomington MN 01/2014 07/2021
Stifel Nicolaus & Co Inc Minneapolis MN 07/2021 Present
Previous Registrations
  • 2011-04-01 → 2021-08-12
    Minneapolis, MN
    St Paul, MN
    Minnetonka, MN
    Weehawken, NJ
    Kansas City, MO
    Wichita, KS
    Leawood, KS
    Bloomington, MN
    St Paul, MN
    Bloomington, MN
    Bloomington, MN
Other Businesses

1. Minnesota Hockey; 317 Washington St, Saint Paul, MN 55102; Youth Sports; Hockey Coach; 06/01/2021; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Beltline Hockey Referee Association; 4065 Gettysburg Ave N, New Hope, MN 55427; Youth Hockey Referee Association; Hockey Referee; 10/01/2021; 15 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 3. Trail Smokeeaters; PO Box 313, Trial, BC Canada; Junior A Hockey Team based in British Columbia and affiliated with the BCHL; Regional Scout; Identify players that could have the potential to play in the BCHL; 05/05/2022; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Orono High School; 795 N. Old Crystal Bay Road, Long Lake, MN 55356; High School; Head Junior Varsity Hockey Coach; 11/01/2022; 20 Hours per Week; Not during securities trading hours; Not Investmnet-Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 1995-09-20
  • S65 Uniform Investment Adviser Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    1995-09-20
Other Names
  • Paul D Antonenko

View on SEC IAPD

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