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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-18 |
| FL | RA | APPROVED | 2026-06-17 |
| NJ | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED_RES | 2026-06-09 |
Branch Locations
44 Franklin Ave Suite 1, Ridgewood, NJ 07450 • United States
44 Franklin Av Suite 1, Ridgewood, NJ 07450 • United States
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NY | 03/2009 | 07/2022 |
| B. Riley Wealth Advisors | New York | NY | 04/2009 | 06/2026 |
| Alliance Global Partners | New York | NY | 06/2026 | Present |
| B. Riley Wealth Management | Ridgewood | NJ | 07/2022 | 06/2026 |
(1) LIFETIME ADVISORY D/B/A FOR BRWA BUSINESS; START 4/15/2018; 10 HRS PER MONTH, 1-2 HRS DURING TRADING HRS... (2) B. RILEY WEALTH INSURANCE CORPORATION; FIXED INSURANCE; INDEPENDENT CONTRACTOR; START N0V 2014; 10 HRS PER MONTH, ZERO DURING TRADING HRS... (3) SARATOGA GLOBAL PARTNERS; DBA; OWNER; START 2010; ZERO HRS PER MONTH...
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-15 |
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