Bruce Stanley Hesse

Current Employers

Employment History

• 01/1984 → 11/2016
  Hesse Financial Service
  Flemington, NJ
• 09/2005 → 10/2016
  1St Global Capital Corp.
  Flemington, NJ
• 03/2006 → 10/2016
  1St Global Insurance Services, Inc.
  Flemington, NJ
• 01/2007 → 10/2016
  1St Global Advisors, Inc.
  Flemington, NJ
• 10/2016 → Present
  Private Advisor Group, Llc
  Morristown, NJ
• 10/2016 → 11/2016
  Lpl Financial, Llc
  Flemington, NJ
• 11/2016 → 10/2019
  1St Global Capital Corp
  Flemington, NJ
• 11/2016 → 10/2019
  1St Global Advisors, Inc.
  Flemington, NJ
• 11/2016 → 09/2025
  Avantax Insurance Services, Inc.
  Flemington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Flemington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Flemington, NJ
• 01/2023 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Flemington, NJ
• 01/2023 → 07/2025
  Wealthspring Financial Partners Llc
  Mt Arlington, NJ
• 07/2025 → Present
  Ryan Financial
  Flemington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Flemington, NJ
• 2016-11-03 → 2019-10-25
  1St Global Advisors Inc
  Flemington, NJ
• 2016-10-13 → 2016-11-04
  Private Advisor Group, Llc
  Flemington, NJ
  Morristown, NJ
• 2007-01-03 → 2016-10-05
  1St Global Advisors Inc
  Flemington, NJ

Other Businesses

1) TREE HARVESTING INCOME-TREE FARM POSITION: OWNER NATURE: LAND INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1995 ADDRESS: Stockton Springs ME 04981, DESCRIPTION: Make the decisions as to when and how much acreage is harvested based on local recommendations. Provide annual reports to state of ME. 2) NASSAU PARK CONDO ASSOCIATION POSITION: PRESIDENT NATURE: CONDOMINIUM ASSOCATION INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2013 ADDRESS: Lebanon NJ 08833, DESCRIPTION: Propose budget, monitor spending, allocate resources, monitor collection of monthly funding, manage periodic owner's meetings. 3) FLEMINGTON RE HOLDINGS LLC POSITION: Sole Member/ Owner NATURE: LLC was established to purchase/maintain a Condo unit in Brooklyn NY which will be rented exclusively to my youngest son Edward Hesse. For tax purposes it will be treated as a disregarded Corporate entity INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 111 St. Route 31, Suite 114, Flemington NJ 08822, DESCRIPTION: Principal agent to purchase, maintain and rent this respective unit. I may in the future purchase additional investment Real estate within this LLC 4) RYAN FINANCIAL POSITION: Registered Rep NATURE: The sale, by contract, of a 25% equity position in my firm: Hesse Financial Services Co to Ryan Financial with eventual sale of the balance on June 30, 2029. My affiliation with Nisivoccia will terminate immediately, and I will affiliate with Ryan Financial instead. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 07/10/2025 ADDRESS: 111 St. Route 31, Suite 114, Flemington NJ 08822, United States DESCRIPTION: I will continue to manage and service client assets during this 5 year period, after which Ryan Financial will own and control 5) B.H. Family Trust; TRUSTEE; TRUST; IR; 0; 06/06/2013; Lebanon NJ 08833;

Exams

• S66 Uniform Combined State Law Examination
  2006-12-06
• S65 Uniform Investment Adviser Law Examination
  1999-09-02
• S63 Uniform Securities Agent State Law Examination
  1997-12-23

Designations