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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-11 |
Branch Locations
15150 Badger Ranch Blvd., Suite 203, Woodway, TX 76712 • United States
200 East 7Th Street, Auburn, IN 46706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Woodway | TX | 10/2015 | 02/2019 |
| Raymond James Financial Services Advisors Inc. | Woodway | TX | 10/2015 | 02/2019 |
| 9012 Perspective Financial Group | Woodway | TX | 05/2018 | 02/2019 |
| Cx Institutional, Llc | Woodway | TX | 02/2019 | Present |
| Lpl Financial Llc | Woodway | TX | 02/2019 | 09/2020 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-19 |
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