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Christopher Conley Chakford

Divergent Capital Asset Management LLC

Palm Beach Gardens, FL

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Current Employers
Divergent Capital Asset Management Llc

3300 Pga Boulevard Ste 570, Palm Beach Gardens, FL 33410 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-27
TX RA APPROVED 2023-11-09
LA RA APPROVED 2023-09-18
FL RA APPROVED 2023-09-12
GA RA APPROVED 2023-04-20
  • CA RA
    APPROVED
    Since 2023-11-27
  • TX RA
    APPROVED
    Since 2023-11-09
  • LA RA
    APPROVED
    Since 2023-09-18
  • FL RA
    APPROVED
    Since 2023-09-12
  • GA RA
    APPROVED
    Since 2023-04-20

Branch Locations

3300 Pga Boulevard Ste 570, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newoak Capital Markets Llc New York NY 01/2014 08/2017
Kawa Capital Management, Inc. Aventura FL 08/2017 11/2022
Kawa Securities Llc Aventura FL 09/2020 11/2022
Divergent Capital Asset Management Llc Doral FL 12/2022 Present
Divergent Financial Group Corp. Woodstock GA 12/2022 03/2024
Divergent Branch Llc Doral FL 09/2023 Present
Rockland Securities Llc Doral FL 01/2025 Present
Rockland Securities Llc Summit NJ 11/2024 12/2024
  • 01/2014 → 08/2017
    Newoak Capital Markets Llc
    New York, NY
  • 08/2017 → 11/2022
    Kawa Capital Management, Inc.
    Aventura, FL
  • 09/2020 → 11/2022
    Kawa Securities Llc
    Aventura, FL
  • 12/2022 → Present
    Doral, FL
  • 12/2022 → 03/2024
    Divergent Financial Group Corp.
    Woodstock, GA
  • 09/2023 → Present
    Divergent Branch Llc
    Doral, FL
  • 01/2025 → Present
    Rockland Securities Llc
    Doral, FL
  • 11/2024 → 12/2024
    Rockland Securities Llc
    Summit, NJ
Other Businesses

Christopher C. Chakford is an owner of Divergent Branch LLC ("DB"), a Florida corporation located in Parkland, FL that is the 100% direct owner and the Managing Member of Divergent Capital Asset Management LLC ("DCAM")(CRD # 324549) and also is a direct owner of Rockland Securities LLC (CRD #127855/SEC#: 8-66057), a FINRA registered broker-dealer. Mr. Chakford is the Principal Executive Officer , general securities principal and registered representative of Rockland Securities LLC, located in Summit, NJ, and he spends approximately 40 hours (of approximately 160 total hours), or 25 percent of his time (which may vary, depending on business requirements) during regular business hours and regular securities trading hours working away from DCAM at Rockland Securities LLC each month. . Mr. Chakford spends approximately 8 hours (of approximately 160 total hours), or 5 percent of his time (which may vary, depending on business requirements) during regular business hours and regular securities trading hours working away from DCAM at DB each month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-19
S63 Uniform Securities Agent State Law Examination 2020-05-04
  • S65 Uniform Investment Adviser Law Examination
    2022-07-19
  • S63 Uniform Securities Agent State Law Examination
    2020-05-04
Other Names
  • Chris Chakford

View on SEC IAPD

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