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Reginald Raynard Simmons

Cetera Investment Advisers LLC

Tampa, FL

Largo, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-28
  • FL RA
    APPROVED
    Since 2022-07-28

Branch Locations

711 E Henderson Avenue, Tampa, FL 33602 • United States

Largo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Provise Management Group, Llc Clearwater FL 09/2015 08/2019
Kestra Investment Services, Llc Clearwater FL 04/2016 08/2018
Kestra Investment Services, Llc Clearwater FL 08/2018 08/2019
Unknown Largo FL 09/2019 02/2020
Gte Federal Credit Union Henderson FL 03/2020 07/2020
Cetera Investment Services Llc St. Cloud MN 04/2020 07/2020
Unknown Largo FL 08/2020 12/2020
Gte Federal Credit Union Henderson FL 01/2021 Present
Cetera Investment Services Llc St. Cloud MN 02/2021 Present
Cetera Investment Advisers Llc Tampa FL 07/2022 Present
  • 09/2015 → 08/2019
    Provise Management Group, Llc
    Clearwater, FL
  • 04/2016 → 08/2018
    Kestra Investment Services, Llc
    Clearwater, FL
  • 08/2018 → 08/2019
    Kestra Investment Services, Llc
    Clearwater, FL
  • 09/2019 → 02/2020
    Unknown
    Largo, FL
  • 03/2020 → 07/2020
    Gte Federal Credit Union
    Henderson, FL
  • 04/2020 → 07/2020
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2020 → 12/2020
    Unknown
    Largo, FL
  • 01/2021 → Present
    Gte Federal Credit Union
    Henderson, FL
  • 02/2021 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 07/2022 → Present
    Cetera Investment Advisers Llc
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15
Other Names
  • Reggie Raynard Simmons

View on SEC IAPD

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