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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-02
MI RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-02-02
  • MI RA
    APPROVED
    Since 2023-08-10

Branch Locations

20750 Civic Ctr Dr Ste 590, Southfield, MI 48076 • United States

Walled Lake, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Auburn Hills MI 10/2003 08/2019
Minnesota Life Insurance Company St. Paul MN 11/2019 08/2023
Securian Financal Services St. Paul MN 11/2019 08/2023
Wealth Strategies Financial Group Southfield MI 11/2019 Present
Cetera Wealth Services, Llc Southfield MI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2003 → 08/2019
    Valic Financial Advisors
    Auburn Hills, MI
  • 11/2019 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 11/2019 → 08/2023
    Securian Financal Services
    St. Paul, MN
  • 11/2019 → Present
    Wealth Strategies Financial Group
    Southfield, MI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Southfield, MI
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-11-14 → 2023-08-10
    Securian Financial Services, Inc.
    Southfield, MI
    St. Paul, MN
  • 2010-06-23 → 2019-09-10
    Wayne, MI
    Novi, MI
    Auburn Hills, MI
    Dearborn, MI
    Dearborn, MI
Other Businesses

1. WEALTH STRATEGIES FINANCIAL GROUP FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/12/2019 ADDRESS: 2000 Town Center, Ste 1600, Southfield MI 48075, United States DESCRIPTION: Compensation varies. 2. NAME OF OTHER BUSINESS: WEALTH STRATEGIES FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2019, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-21
S63 Uniform Securities Agent State Law Examination 1996-02-12
  • S66 Uniform Combined State Law Examination
    2010-05-21
  • S63 Uniform Securities Agent State Law Examination
    1996-02-12

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