Kenneth Eric Swope

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 09/2021
  Ameriprise Financial Services, Inc.
  Lone Tree, CO
• 10/2009 → 09/2021
  Ameriprise Financial Services, Inc.
  Lone Tree, CO
• 09/2021 → Present
  Raymond James Financial Services, Inc.
  Greenwood Village, CO
• 09/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Greenwood Village, CO
• 09/2021 → 07/2024
  Crux Wealth Advisors
  Greenwood Village, CO

Previous Registrations

• 2009-10-05 → 2021-09-17
  Ameriprise Financial Services, Llc
  Denver, CO
• 2003-06-27 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Littleton, CO
  Littleton, CO
  Littleton, CO
  Lone Tree, CO
• 2003-03-21 → 2003-07-09
  Choreo, Llc
  Littleton, CO

Other Businesses

(1)Name of Business: Elevation Wealth Partners LLC Address: 5619 Dtc Pkwy Ste 800, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend annual meetings and other meetings scheduled during the year. When needed cast vote at meetings as a member of the LLC. Provide input and feedback relating to short term operations and long term health of the LLC. Month to month operations of confirming bills paid, point person with building management, upkeep of the single branch location.\n (2)Name of Business: TaylorRaine LTD Address: 5251 DTC Parkway, Suite 1150, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/10/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: File the LLC's tax return (3)Name of Business: Withawd LLC Address: 7411 S CRESCENT CT, LITTLETON, CO, 80120, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 01/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No responsibilities other than management bouncing ideas off me.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-11
• S63 Uniform Securities Agent State Law Examination
  1995-08-28

Designations

• Certified Financial Planner

Other Names

• Eric Swope
• Eric Kenneth Swope