Maryann Ruck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-06-02
CO	RA	APPROVED	2009-08-04

FL RA
APPROVED

Since 2023-06-02
CO RA
APPROVED

Since 2009-08-04

Branch Locations

Windsor, CO • United States

The Villages, FL • United States

1635 Foxtrail Dr, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Boulder	CO	08/2009	Present

08/2009 → Present

Lpl Financial Llc

Boulder, CO

Previous Registrations

2008-10-01 → 2009-03-16

J.P. Morgan Securities Llc

Denver, CO
2008-05-07 → 2008-10-01

J.P. Morgan Securities Inc.

Denver, CO

Other Businesses

(1) 8/6/2009: Integrated Wealth Strategies, Inc. - Inv Rel - DBA for LPL Business (entity for LPL business) - At reported business location(s) (2) 08/13/2019 - Integrated Wealth Strategies, Inc. - Investment related - At reported business location(s) - Real Estate Rental - start date:07/30/2019 - 4 hrs/mo - 0 hrs during trading. (3) 11/9/2020 - Not Investment Related - 1200 S College Ave, Fort Collins, CO 80524 - Other-Second Saturday Divorce Workshop Leader - Start Date: 1/1/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Divorce workshop leader. (4) 08/12/2022 - Integrated Wealth Strategies, Inc - Investment Related - At Reported Business Location(s) - Other - Testify related to CDFA work - CDFA (certified divorce financial analyst) - Start Date - 08/01/022 - 1 Hours Per Month/0 Hours During Securities Trading. (5) 02/20/2024 - The Ohio State Life Insurance Company / NexPoint - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/14/2024 - 1 Hour Per Month/ During Trading 6) 06/23/2025 - Integrated Divorce Strategies, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/19/2025 - 20 Hrs/Mth - 10 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-06
S63	Uniform Securities Agent State Law Examination	2000-08-14

S65 Uniform Investment Adviser Law Examination

2008-05-06
S63 Uniform Securities Agent State Law Examination

2000-08-14

Other Names

Maryann E. Cunningham
Maryann Elizabeth Cunningham
Maryann Elizabeth Ruck

View on SEC IAPD