Frank William Armitage

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-30

FL RA
APPROVED

Since 2017-06-30

Branch Locations

5411 Skycenter Drive Suite 250, Tampa, FL 33607 • United States

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Tampa	FL	06/2011	06/2017
Tiaa	Tampa	FL	06/2017	Present
Tiaa-Cref Individual & Institutional Services, Llc	Tampa	FL	06/2017	Present

06/2011 → 06/2017

Invest Financial Corporation

Tampa, FL
06/2017 → Present

Tiaa

Tampa, FL
06/2017 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Tampa, FL

Previous Registrations

2011-06-23 → 2017-06-27

Invest Financial Corporation

Appleton, WI
2010-02-03 → 2011-05-31

J. W. Cole Advisors, Inc.

Tampa, FL
2008-06-17 → 2009-04-08

Osaic Fs, Inc.

Clearwater, FL

Fort Wayne, IN
2008-06-17 → 2009-04-08

Osaic Fa, Inc.

Clearwater, FL

Radnor, PA
2005-01-12 → 2007-10-15

Raymond James Financial Services, Inc.

St. Petersburg, FL

St. Petersburg, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-11

S66 Uniform Combined State Law Examination

2004-11-11

View on SEC IAPD