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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-03-21
TX RA APPROVED_RES 2019-03-06
  • OR RA
    APPROVED
    Since 2025-03-21
  • TX RA
    APPROVED_RES
    Since 2019-03-06

Branch Locations

1117 Adams Avenue, La Grande, OR 97850-2605 • United States

Lake Oswego, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Weatherford TX 06/1995 Present
  • 06/1995 → Present
    Edward D. Jones & Co., L.P.
    Weatherford, TX
Other Businesses

MULLIGAN LLC Type of business: REAL ESTATE COMPANY LA GRANDE, OR Start date: 8/15/2002 OWNER Hours per week: 0 Hours during trading: 0 PAY BILLS AND PROCESS RENT CHECKS; ENSURE COMPLIANCE WITH STATE HISTORICAL RESTORATION GUIDELINES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-21
S63 Uniform Securities Agent State Law Examination 1995-12-14
  • S66 Uniform Combined State Law Examination
    2025-03-21
  • S63 Uniform Securities Agent State Law Examination
    1995-12-14
Other Names
  • Shawn Kerrick Mangum

View on SEC IAPD

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