Kimberly Dawn Hilton

Current Employers

Employment History

• 04/2008 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  La Grande, OR
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  La Grande, OR
• 11/2020 → 04/2022
  Arbor Point Advisors
  La Grande, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lagrande, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lagrande, OR

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  La Grande, OR
• 2020-11-10 → 2022-04-14
  Arbor Point Advisors
  La Grande, OR
• 2008-04-01 → 2020-11-06
  Kms Financial Services, Inc.
  Lagrande, OR
  Seattle, WA
  Seattle, WA

Other Businesses

1. K HILTON, INC. POSITION: President NATURE: Commission for the following (all non securities business paid to K Hilton, Inc. : Group Health Insurance (Fully insured and self funded) / Employee Benefits (Dental, Vision, Long Term Disability, Short Term Disability, Group Life, Voluntary Group Life) / Fixed Annuities / Life Insurance / Long Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 107 Elm, La Grande OR 97850, United States DESCRIPTION: I manage several client's employee benefits. This entails writing group health insurance for groups with as low as 4 employees to groups with 600 employees. Each plan is specific to the group. Some also offer dental, Vision, Life, etc. Some only offer health insurance. In addition, I also offer term life, whole life, annuities and long term care to my clients. 2. AQ14 LLC. POSITION: Co-owner, LLC Member NATURE: AQ14LLC Registered Rep is a "member" of this family member owned entity. The LLC's sole investment and purpose is ownership and management of the office building in which the representative's business is conducted. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2012 ADDRESS: 107 Elm Street, La Grande OR 97850, United States DESCRIPTION: We purchased this office building in 2012 and moved our financial business into the building as the only tenant. The only activity is ownership, maintaining the building and paying for routine expenses of mortgage, utilities, etc.. 3. HILTON STABLES POSITION: Co-owner /scheduler /head poop scooper NATURE: My husband and I own 10 acres, have 6 horses and an indoor riding arena. I am not a trainer, but do host clinics in my arena - we call it Hilton Stables. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 62209 Gaertner Lane, La Grande OR 97850, United States DESCRIPTION: I open my private facility to students interested in learning dressage through the instruction of a professional. 4. NESSLY DITCH CO. POSITION: Secretary NATURE: Secretary for the Nessly Ditch Co. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2008 ADDRESS: PO Box 3228, La Grande OR 97850, United States DESCRIPTION: Send out annual dues notices, type up annual meeting minutes. 5. OREGON DRESSAGE SOCIETY NORTHEAST OREGON CHAPTER POSITION: Treasurer NATURE: Treasurer for the Northeast Oregon Chapter of the Oregon Dressage Society. I keep track of the chapter checking account. Make any necessary deposits and write checks when needed to cover event insurance or judge fees. This is a volunteer position and does not take away from my business activities. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2019 ADDRESS: PO Box 3228, La Grande OR 97850, United States DESCRIPTION: I keep track of the chapter checking account. Make any necessary deposits and write checks when needed to cover event insurance or judge fees. 6. HERMANN FINANCIAL POSITION: Agent NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/1993 ADDRESS: 107 Elm Street, La Grande OR 97850, United States DESCRIPTION: Disclosing my DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-03
• S63 Uniform Securities Agent State Law Examination
  1994-04-11

Other Names

• Kimberly Dawn Hermann
• Kimberly Dawn Hermann-Hilton