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Howe And Rusling, Inc. CRD 104627
$2.44B regulatory AUM 3 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
165 Culver Rd Suite 100, Rochester, NY 14620 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-10 |
| FL | RA | APPROVED | 2023-01-31 |
| NY | RA | APPROVED | 2021-07-09 |
Branch Locations
165 Culver Rd Suite 100, Rochester, NY 14620 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Howe And Rusling, Inc. | Rochester | NY | 05/2000 | Present |
Since May 2021, Craig Cairns has served as member of the Board of Directors of Transcat, Inc., which is not an investment related business located at 35 Vantage Point Drive, Rochester, NY 14624. He devotes approximately 10 hours per month to this activity, with zero hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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