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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-08-29 |
| TX | RA | APPROVED_RES | 2014-06-18 |
| SC | RA | APPROVED | 2014-06-09 |
Branch Locations
1190 Business Center Drive, Lake Mary, FL 32746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Federal (Scb&T) | Mt Pleasant | SC | 02/1999 | Present |
| Lpl Financial Llc | Spartanburg | SC | 06/2014 | Present |
1. 1/13/2020 - City of Saluda, N.C. 28773 - Not Investment Related - Main St. Saluda, N.C. 28773 - Non-Profit Board Member - Commissioner - Started 12/09/2019 - 5 Hours Per Month/0 Hours During Securities Trading - City Council. 2. 11/17/2021 - SouthState Investment Services - Not Investment Related - At Reported Business Location(s) - Other - Started 04/02/2012 - 32 Hours Per Month During Securities Trading - Provide training for staff.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-25 |
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