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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-07-02 |
Branch Locations
1116 South Main Street, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Greenville | SC | 05/2009 | 05/2018 |
| Nachman Norwood & Parrott, Inc. | Greenville | SC | 05/2018 | 06/2021 |
| Capfinanical Partners, Llc (Captrust) | Raleigh | NC | 06/2021 | Present |
(1) NNPD Properties, LLC, Non-Investment related, Greenville, SC, Co-Owner, Own building Nachman Norwood & Parrott, INC. Practice is in and will rent to other tenants, nominal time spent during business hours, Started 8/08. (2) Davis Sustainable Energy, LLC; Non-Investment Related; Greenville, SC; 100% Ownership; Start 04/01/2015; Hours: Less than 5 hours/month, less than 5 hours/month during trading hours; Duties: Solar Panel Leasing. (3) Rotary Club Investment-Related: No Address: Greenville, SC Nature: Charitable Position/Title: Foundation Chair Start: 6-1-95 Hours/Month: 6 Hours during Market Hours: 4 Duties: Speaking on behalf of the foundation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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