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14 Corporate Plaza Ste. 210, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-26 |
| CA | RA | APPROVED | 2013-08-30 |
Branch Locations
14 Corporate Plaza, Suite 210, Newport Beach, CA 92660 • UNITED STATES
Placentia, CA • United States
14 Corporate Plaza Drive Suite 210, Newport Beach, CA 92660 • United States
14 Corporate Plaza Ste. 210, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-09 |
| CA | RA | APPROVED | 2015-02-20 |
Branch Locations
14 Corporate Plaza Ste. 210, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cws Investments | Newport Beach | CA | 09/2012 | Present |
| Cws Capital Partners, Llc | Newport Beach | CA | 04/2013 | Present |
I AM AN EMPLOYEE OF CWS APARTMENT HOMES (CWSAH) A PROPERTY MGT FIRM. IT MIGHT BE DEEMED INVESTMENT RELATED AND IS LOCATED AT 14 CORPORATE PLAZA DRIVE, SUITE 210, NEWPORT BEACH, CA 92660. MAJORITY OF MY TIME IS DEVOTED TO CWS INVESTMENTS COMPLIANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-21 |
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