Stefan Tobin Borso

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2025-02-25
IL	RA	APPROVED	2024-04-30

IA RA
APPROVED

Since 2025-02-25
IL RA
APPROVED

Since 2024-04-30

Branch Locations

1260 Book Road, Naperville, IL 60540 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2920 83Rd St, Naperville, IL 60564 • United States

13440 S Route 59, Plainfield, IL 60585 • United States

6495 S Cass Ave, Westmont, IL 60559 • United States

500 Iowa Avenue, Iowa City, IA 52240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Naperville	IL	05/2015	01/2024
Charles Schwab Bank	Naperville	IL	05/2015	01/2024
Lpl Financial	Naperville	IL	04/2024	Present
Greenstate Credit Union/Frg	Naperville	IL	04/2024	Present
Unemployed	Naperville	IL	01/2024	04/2024

05/2015 → 01/2024

Charles Schwab & Co., Inc.

Naperville, IL
05/2015 → 01/2024

Charles Schwab Bank

Naperville, IL
04/2024 → Present

Lpl Financial

Naperville, IL
04/2024 → Present

Greenstate Credit Union/Frg

Naperville, IL
01/2024 → 04/2024

Unemployed

Naperville, IL

Previous Registrations

2015-07-23 → 2024-01-10

Charles Schwab & Co., Inc.

Naperville, IL

Northbrook, IL

Other Businesses

1) 04/2024 - GreenState Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-23
S63	Uniform Securities Agent State Law Examination	1995-07-21

S66 Uniform Combined State Law Examination

2015-07-23
S63 Uniform Securities Agent State Law Examination

1995-07-21

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