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Aaron J Brandes

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services Dallas TX 05/2001 Present
Brandes Enterprises Plano TX 03/2009 08/2020
J.P. Morgan Securities Llc Dallas TX 10/2012 Present
  • 05/2001 → Present
    Wm Financial Services
    Dallas, TX
  • 03/2009 → 08/2020
    Brandes Enterprises
    Plano, TX
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Garland, TX
    Garland, TX
    Garland, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2008-01-18 → 2009-05-02
    Wamu Investments, Inc.
    Garland, TX
    Garland, TX
    Garland, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Garland, TX
    Bedford, TX
    Fort Worth, TX
    North Richland Hills, TX
    Fort Worth, TX
    Dallas, TX
    Garland, TX
    Garland, TX
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-24
S63 Uniform Securities Agent State Law Examination 1995-08-03
  • S65 Uniform Investment Adviser Law Examination
    1999-03-24
  • S63 Uniform Securities Agent State Law Examination
    1995-08-03
Other Names
  • Aaron Jamison Brandes

View on SEC IAPD

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