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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-10
OH RA APPROVED 2007-08-07
TX RA APPROVED_RES 2005-01-14
  • MI RA
    APPROVED
    Since 2010-05-10
  • OH RA
    APPROVED
    Since 2007-08-07
  • TX RA
    APPROVED_RES
    Since 2005-01-14

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith Inc Farmington Hills MI 02/2002 Present
Bank Of America, N.A. Farmington Hills MI 07/2011 Present
  • 02/2002 → Present
    Merrill Lynch Pierce, Fenner & Smith Inc
    Farmington Hills, MI
  • 07/2011 → Present
    Bank Of America, N.A.
    Farmington Hills, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-18
S63 Uniform Securities Agent State Law Examination 1995-10-12
  • S65 Uniform Investment Adviser Law Examination
    2001-04-18
  • S63 Uniform Securities Agent State Law Examination
    1995-10-12
Other Names
  • John Morriss Perryman

View on SEC IAPD

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