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Richard Gregory Miller

Wells Fargo Advisors Financial Network, LLC

Mary Esther, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-25
FL RA APPROVED 2002-02-01
  • TX RA
    APPROVED_RES
    Since 2016-08-25
  • FL RA
    APPROVED
    Since 2002-02-01

Branch Locations

124 E Miracle Strip Pkwy Ste 303, Mary Esther, FL 32569 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Mary Esther FL 05/2009 Present
Other Businesses

RICK MILLER LLC, INV RELATED, NICEVILLE, FL, 100% OWNERSHIP, START 2/23/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-06
S65 Uniform Investment Adviser Law Examination 1995-09-06
  • S63 Uniform Securities Agent State Law Examination
    1995-09-06
  • S65 Uniform Investment Adviser Law Examination
    1995-09-06

View on SEC IAPD

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LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES

Other Investors

DONALD R HAWKINS
JEFFREY LIND CHERRY
Mary McCaslin Tinsley
TOBIE ELLEN FLOYD
VIRGINIA AUDREY COOKE LIND
COLTON KLINE
NANCY HUGHES KLINE
RACHAEL ANNE MCBRIDE

Other Offices

SLAGLE FINANCIAL, LLC. · Fort Walton Beach, FL
D3 ADVISORS LLC · FORT WALTON BEACH, FL
LPL FINANCIAL LLC · FORT WALTON BEACH, FL
PLANMEMBER SECURITIES CORPORATION · FORT WALTON BEACH, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FORT WALTON BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FT WALTON BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT WALTON BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Walton Beach, FL

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