Kenneth Belter

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 12/2017
  Robert W Baird
  Dallas, TX
• 12/2017 → 10/2025
  Wells Fargo Clearing Services, Llc
  Dallas, TX
• 10/2025 → Present
  Ameriprise Financial Services Llc
  Plano, TX

Previous Registrations

• 2018-01-03 → 2025-11-05
  Wells Fargo Clearing Services, Llc
  Frisco, TX
  Fort Worth, TX
  Dallas, TX
  Frisco, TX
• 2012-10-11 → 2018-01-23
  Robert W. Baird & Co. Incorporated
  Dallas, TX
• 2007-05-29 → 2012-10-23
  Citigroup Global Markets Inc.
  Chicago, IL
  Long Island City, NY
  Dallas, TX
  Dallas, TX
  Tampa, FL
  Dallas, TX
  Dallas, TX
  San Antonio, TX
  Plano, TX
  Dallas, TX
  Frisco, TX
  Dallas, TX
• 2006-03-02 → 2007-05-29
  Citicorp Investment Services
  Frisco, TX
• 2005-02-23 → 2006-03-02
  Chase Investment Services Corp.
  Mckinney, TX
• 2003-09-25 → 2004-10-06
  Morgan Stanley Dw Inc.
  Dallas, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-02-10
• S65 Uniform Investment Adviser Law Examination
  2003-10-21

Other Names

• K B Belter
• Ken Belter
• Kenneth James Belter
• Kenneth James Belter Ii
• Kenneth Belter