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Employer firm

Westminster Financial Advisory Corp CRD 110283

$1.36B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Westminster Financial Advisory Corp

50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-13
CT RA APPROVED 2026-06-05
MA RA APPROVED 2015-01-22
FL RA APPROVED 2010-11-19
ME RA APPROVED 2010-11-19
NH RA APPROVED 2010-09-29
  • MN RA
    APPROVED
    Since 2026-08-13
  • CT RA
    APPROVED
    Since 2026-06-05
  • MA RA
    APPROVED
    Since 2015-01-22
  • FL RA
    APPROVED
    Since 2010-11-19
  • ME RA
    APPROVED
    Since 2010-11-19
  • NH RA
    APPROVED
    Since 2010-09-29

Branch Locations

Osprey, FL • United States

50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Westminster Financial Securities, Inc. Portsmouth NH 08/2010 Present
  • 08/2010 → Present
    Westminster Financial Securities, Inc.
    Portsmouth, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-28
S63 Uniform Securities Agent State Law Examination 1996-03-20
  • S65 Uniform Investment Adviser Law Examination
    1996-03-28
  • S63 Uniform Securities Agent State Law Examination
    1996-03-20

View on SEC IAPD

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