Ricardo Graciano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2017
  Claraphi Advisory Network, Llc
  Laguna Hills, CA
• 07/2016 → 03/2017
  Silber Bennett Financial
  Encino, CA
• 03/2017 → 01/2025
  Lincoln Financial Advisors
  Whittier, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Irvine, CA

Previous Registrations

• 2017-03-17 → 2025-01-24
  Osaic Fa, Inc.
  Whittier, CA
  Covina, CA
  Fort Wayne, IN
  Whittier, CA
  Fort Wayne, IN
  Irvine, CA
• 2016-08-03 → 2017-03-07
  Claraphi Advisory Network, Llc
  Aliso Viejo, CA
• 2012-08-01 → 2016-07-06
  Invest Financial Corporation
  West Covina, CA
  Clearwater, FL
• 2009-09-01 → 2012-07-02
  Essex National Securities, Llc
  Arcadia, CA
  Glendora, CA
  Maywood, CA
  Monrovia, CA
  Montebello, CA
  Rancho Coucamonga, CA
  West Covina, CA
• 2008-10-16 → 2009-08-21
  Bancwest Investment Services, Inc.
  Rosemead, CA
  Pasadena, CA
  Rancho Cucamonga, CA
  Pasadena, CA
  Sierra Madre, CA

Other Businesses

1. The Bandwagon Fan 726 VINEMEAD DR WHITTIER, CA 90601 Category: Retail Investment-Related: N o Title: self Duties: sell of retail apparel and sports equipment to youth leagues Start Date: 1 1 / 2 0 1 1 Hours per month: 25 Hours per month during trading hours: 0 Update form BR: No 2. RICHARD GRACIANO 18400 VON KARMAN AVE. STE. 400, IRVINE, CA 92612 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: BROKER DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS, SUCH AS FIXED AND INDEXED ANNUITIES, ACCIDENT, HEALTH, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 3/4/2024 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 3. CITRUS VALLEY BASEBALL ASSOCIATION POSITION: partnership NATURE: youth baseball winter league INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2011 ADDRESS: 726 Vinemead Dr., Whittier CA 90601, United States DESCRIPTION: administer youth basesball league 4. RICHARD GRACIANO POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/04/2024 ADDRESS: 18400 Von Karman Ave, Suite 400, Irvine CA 92612, United States DESCRIPTION: I intend to conduct non-variable insurance and non-variable annuity sales.

Exams

• S66 Uniform Combined State Law Examination
  2008-10-08
• S63 Uniform Securities Agent State Law Examination
  1996-12-10

Other Names

• Ricardo Graciano
• Richard Graciano