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Frank Douglas Precht

Gfn Capital Management

Richardson, TX

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Current Employers
Gfn Capital Management

300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-08-28
  • TX RA
    APPROVED
    Since 2006-08-28

Branch Locations

300 N. Coit Road, Suite 1300, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank D Precht Dallas TX 07/1990 Present
Glazer Financial Network Dallas TX 07/1991 Present
Glazer Capital Management, Llc Dba Gfn Capital Management Dallas TX 08/2006 Present
Kovack Securities, Inc. Ft. Lauderdale FL 02/2007 Present
  • 07/1990 → Present
    Frank D Precht
    Dallas, TX
  • 07/1991 → Present
    Glazer Financial Network
    Dallas, TX
  • 08/2006 → Present
    Glazer Capital Management, Llc Dba Gfn Capital Management
    Dallas, TX
  • 02/2007 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
Previous Registrations
  • 2002-12-04 → 2006-06-16
    Fsc Securities Corporation
    Dallas, TX
    Dallas, TX
Other Businesses

1) DBA: GLAZER FINANCIAL NETWORK - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, MAIN COMPANY FOR MARKETING, SALES ,COLLECTS FEES FOR ACCOUNTING AND PENSION, SALES, 40% OF TIME SPENT. 2) FIXED INSURANCE - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080; FIXED INSURANCE SALES; NON INVESTMENT RELATED; SALES; 25% OF TIME SPENT 3) THE PENSION SPECIALISTS, INC. - A DIVISION OF GLAZER FINANCIAL NETWORK, SALES, MARKETS FOR PENSION ADMINISTRATION, 10% OF TIME SPENT. 4) GLAZER CAPITAL MANAGEMENT DBA GFN CAPITAL MANAGEMENT - 300 N. COIT ROAD, SUITE 1300, RICHARDSON, TX 75080, DIVISION OF GLAZER FINANCIAL NETWORK, MARKETS RIA BUSINESS, SALES, 15% OF TIME SPENT. 5) FRANK PRECHT HUNTING LAND - EASTLAND COUNTY TEXAS; NON-INVESTMENT RELATED; START DATE SEPT. 1.2006; HUNTING LEASE; OWNER; MANAGING THE LEASE; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 5)DOCTORS RESOURCE SERVICES - A DIVISION OF GLAZER FINANCIAL NETWORK, MARKETING TO DOCTORS, SALES, 5% OF TIME SPENT. 6) F.D. PRECHT FINANCIAL, INC. - 5578 GADWELL DRIVE, FRISCO, TX 75034, PERSONAL CORPORATION, COLLECTS ALL COMMISSIONS, PRESIDENT, 5% OF TIME SPENT. 7)CATTLE SALES - EASTLAND, TX; OWNER; SELLING CATTLE; NON INVESTMENT RELATED-ACTIVTY; 5% OF TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-07
S63 Uniform Securities Agent State Law Examination 1996-02-07
  • S65 Uniform Investment Adviser Law Examination
    1996-03-07
  • S63 Uniform Securities Agent State Law Examination
    1996-02-07

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