Brian Miller

Current Employers

Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-23

TX RA
APPROVED

Since 2025-09-23

Branch Locations

Roanoke, TX • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Southlake	TX	11/2006	01/2018
Td Ameritrade Investment Management, Llc	Southlake	TX	01/2018	12/2022
Charles Schwab & Co.	Southlake	TX	01/2023	01/2024
Fisher Investments	Plano	TX	06/2024	09/2025
Unemployed	Roanoke	TX	01/2024	06/2024
Mercer Global Advisors Inc.	Roanoke	TX	09/2025	Present

11/2006 → 01/2018

Td Ameritrade

Southlake, TX
01/2018 → 12/2022

Td Ameritrade Investment Management, Llc

Southlake, TX
01/2023 → 01/2024

Charles Schwab & Co.

Southlake, TX
06/2024 → 09/2025

Fisher Investments

Plano, TX
01/2024 → 06/2024

Unemployed

Roanoke, TX
09/2025 → Present

Mercer Global Advisors Inc.

Roanoke, TX

Previous Registrations

2024-06-14 → 2025-09-09

Fisher Investments

Plano, TX
2023-01-25 → 2024-01-08

Schwab Wealth Advisory, Inc.

Westlake, TX

San Francisco, CA
2023-03-22 → 2023-09-07

Td Ameritrade Investment Management, Llc

Westlake, TX
2023-01-05 → 2023-01-25

Charles Schwab & Co., Inc.

Westlake, TX

Indianapolis, IN
2018-01-02 → 2023-01-19

Td Ameritrade Investment Management, Llc

Fort Worth, TX

Southlake, TX

Westlake, TX
2022-01-22 → 2022-10-14

Td Ameritrade, Inc.

Westlake, TX

Westlake, TX
2006-12-05 → 2018-01-24

Td Ameritrade, Inc.

Fort Worth, TX

Fort Worth, TX

Westlake, TX

Fort Worth, TX

Omaha, NE
2006-12-05 → 2015-02-25

Td Ameritrade Investment Management, Llc

Fort Worth, TX
2006-05-12 → 2006-11-20

Wells Fargo Investments, Llc

Denton, TX

Rhome, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-05-23
S66	Uniform Combined State Law Examination	2006-05-05

S63 Uniform Securities Agent State Law Examination

2022-05-23
S66 Uniform Combined State Law Examination

2006-05-05

Other Names

Brian Niel Miller

View on SEC IAPD