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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Stowe | VT | 08/2022 | 12/2023 |
| Massmutual Life Insurance Company | Stowe | VT | 08/2022 | 12/2023 |
| Gmat P.C. | Stowe | VT | 01/2012 | Present |
| Hornor, Townsend & Kent | New York | NY | 06/2014 | 02/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2023 | Present |
1) GREEN MOUNTAIN ACCOUNTING & TAX P.C., 996 S MAIN ST, STOWE, VT, 01/2012, FOUNDER, TAX SERVICES, NIR, 160 HR/MO, 160 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-26 |
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