Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-11
AZ RA APPROVED 2023-08-10
FL RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-06-11
  • AZ RA
    APPROVED
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-08-10

Branch Locations

Mesa, AZ • United States

3300 Pga Blvd Ste 900, Palm Beach Gardens, FL 33410 • United States

3514 N Power Road Suite 115, Mesa, AZ 85215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. The Villages FL 12/2015 08/2023
Minnesota Life St. Paul MN 12/2015 Present
Evershore Financial Group Palm Beach Gardens FL 12/2015 Present
Cetera Wealth Services, Llc El Segundo CA 06/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2015 → 08/2023
    Securian Financial Services Inc.
    The Villages, FL
  • 12/2015 → Present
    Minnesota Life
    St. Paul, MN
  • 12/2015 → Present
    Evershore Financial Group
    Palm Beach Gardens, FL
  • 06/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-01-05 → 2023-08-10
    Securian Financial Services, Inc.
    The Villages, FL
    Palm Beach Gardens, FL
    Mesa, AZ
    St. Paul, MN
  • 2006-12-19 → 2015-12-28
    Lady Lake, FL
    Naples, FL
    Fort Myers, FL
  • 2004-08-13 → 2006-12-05
    Ironstone Securities, Inc.
    Naples, FL
    Naples, FL
    Raleigh, NC
    Raleigh, NC
  • 2003-06-17 → 2004-09-21
    Naples, FL
  • 1997-09-26 → 2003-06-04
    Morgan Stanley Dw Inc.
    Naples, FL
Other Businesses

1. EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2018 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: EVERSHORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2016, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-02
S65 Uniform Investment Adviser Law Examination 1997-10-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-02
  • S65 Uniform Investment Adviser Law Examination
    1997-10-02
Other Names
  • Sandra Washburn
  • Sandi Tietze
  • Sandra Kay Tietze
  • Sandi Washburn
  • Sandi Kay Washburn
  • Sandra Kay Washburn

View on SEC IAPD

More in Mesa, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor