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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-01-08 |
| CA | RA | APPROVED | 2016-01-06 |
| NC | RA | APPROVED | 2016-01-06 |
| OH | RA | APPROVED | 2016-01-06 |
| TX | RA | APPROVED_RES | 2016-01-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | San Francisco | CA | 01/2016 | Present |
| Jp Morgan Chase Bank Na | San Francisco | CA | 01/2016 | Present |
Entity Name: PRG Laguna Beach hotel Investment related: No Address: 1750 14th Street, suite E, Santa Monica CA 90404 www.prgim.com Nature of the other business: Hotel Position/Title/Relationship: Owner/Partner Start Date: 01/16/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive investor in a hotel within the EPM Irrevocable Trust account. I have included both the Carmel property that we invested in 2024 and the Laguna property with the same team. Entity Name: The 2012 Irrevocable Trust DTD 12/20/2012 Investment related: Yes Address: 2645 SF CA Nature of the other business: Irrevocable trust for estate planning purposes Position/Title/Relationship: Co-trustee Start Date: 20-Dec-2012 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Authorize movement of fund at the direction of the settlor.; financial advisor Entity Name: 2550 Green Street LLC Investment related: Yes Address: 2550 San Francisco CA Nature of the other business: Primary home under an LLC for clients privacy Position/Title/Relationship: Financial advisor Start Date: 08-Feb-2011 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC member for the primary home of a client who wishes for privacy; I am a financial advisor for the end client Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-06 |
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