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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-18 |
| TX | RA | APPROVED | 2024-04-18 |
Branch Locations
29 Clyde Rd Ste 201 & 202, Somerset, NJ 08873 • United States
9 Clyde Rd Ste 202, Somerset, NJ 08873 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 12/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 04/2024 |
| Cetera Advisors Llc | Somerset | NJ | 09/2022 | 04/2024 |
| Lpl Financial Llc | Somerset | NJ | 04/2024 | Present |
1) 04/18/2024 - Ash Brokerage Corp - Non-Variable Insurance - Selling: Whole Life, Term, GUL and Fixed annuities - Crump - NJ 08873 - Investment related - 1 Hour per month 0 hr during Trading - Start date: 04/29/2024. 2) 04/18/2024 - Evyavan Advisory Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start date: 04/29/2024 160 Hours per month. 8 hrs during Trading 3. 10/30/2025 - Real Estate Rental - Home based - Inv rel - Start date: 4/29/2024 - 0hrs/mnth during Trading 4.10/30/2025 - Real Estate Rental - Home based - Inv rel - Start date: 4/29/2024 - 0hrs/mnth during Trading 5. 10/30/2025 - Real Estate Rental - Home based - Inv rel - Start date: 4/29/2024 - 0hrs/mnth during Trading 6.10/30/2025 - Real Estate Rental - Home based - Inv rel - Start date: 4/29/2024 - 0hrs/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-11 |
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