James Barnett Platzer

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-25
SC	RA	APPROVED	2008-01-01

NC RA
APPROVED

Since 2025-03-25
SC RA
APPROVED

Since 2008-01-01

Branch Locations

Burnsville, NC • United States

349 W Coleman Blvd Ste 301, Mount Pleasant, SC 29464 • United States

320 Broad St, Charleston, SC 29401 • United States

Daniel Island, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Daniel Island	SC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Daniel Island	SC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Daniel Island, SC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Daniel Island, SC

Previous Registrations

1999-10-15 → 2008-01-01

A. G. Edwards & Sons, Inc.

Charleston, SC

St. Louis, MO

Daniel Island, SC

Charleston, SC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-09-26
S65	Uniform Investment Adviser Law Examination	1995-09-26

S63 Uniform Securities Agent State Law Examination

1995-09-26
S65 Uniform Investment Adviser Law Examination

1995-09-26

Other Names

James B Platzer

View on SEC IAPD