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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-28
  • TX RA
    APPROVED
    Since 2014-07-28

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 07/2014 Present
Previous Registrations
  • 2013-04-19 → 2014-06-30
    Usaa Financial Planning Services
    San Antonio, TX
  • 2007-05-16 → 2013-04-22
    San Antonio, TX
    San Antonio, TX
  • 2007-03-27 → 2007-04-24
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
  • 2006-09-05 → 2007-03-07
    Chase Investment Services Corp.
    Austin, TX
    Round Rock, TX
  • 2006-05-17 → 2006-07-13
    Austin, TX
Other Businesses

1) Creech Honey Farm | Investment Related:No|Food/Beverage Production|Owner|8/25/2023|Less than 20|0|We are backyard beekeepers and will sell the honey our bees make. We will sell the honey at farmers' markets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-25
  • S66 Uniform Combined State Law Examination
    2006-04-25

View on SEC IAPD

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