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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| TN | RA | APPROVED | 2004-03-05 |
Branch Locations
6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Business Ownership; Auspice; ; Consulting; 6111 Shallowford Road, Ste. 101Chattanooga, TN 37421, ,; Not Investment-Related; 08/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Girls Preparatory School; Trustee; 205 Island Drive, , Chattanooga, TN, 37405; Investment-Related; 10/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Girls Preparatory School; Treasurer/ Chair of Finance Committee; 205 Island Drive, , Chattanooga, TN, 37405; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-10-20 |
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