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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-03-16 |
Branch Locations
1505 Mangrum St, Pflugerville, TX 78660 • United States
Pflugerville, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 03/2009 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) OWNER OF PROPERTY MY FIRM CAPITAL ADVISORS RENTS FOR AN OFFICE AT 1505 MANGRUM STREET, PFLUGERVILLE, TX 78660 (NON-INVESTMENT RELATED); START DATE: 7/1/07; 4 HRS/MO, 0 HRS DURING SECURITIES TRADING HOURS 3)RICK SCHAEFER 1505 MANGRUM STREET PFLUGERVILLE, TX 78660. BEGAN 6/30/13 AS PROVIDER COPIES OF MARKETING MATERIALS RECIEVED VIA USPS AND OR EMAIL FOR REVIEW. NOT INVESTMENT RELATED. DEVOTES 1/2 HRS/MNTH. NONE DURING TRADING. 4)BUSINESS CONSULTANT, 1505 MANGRUM ST, PFLUGERVILLE, TX, 8/2018, NIR, 20HRS/YR, 10HRS/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/16/2009 6) CAPITAL ADVISORS, 1505 MANGRUM ST PFLUGERVILLE TX 78660, 01/2009, W2 EMPLOYEE OF SECURITIES DBA, INV REL, 80 HR/MO, 80 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-01 |
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