Trevis Clint Rucci

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-03-05

CA RA
APPROVED

Since 2012-03-05

Branch Locations

16133 Ventura Boulevard Suite 530, Encino, CA 91436 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James Financial Services,Inc	Encino	CA	02/2012	Present
Raymond James Financial Services Advisors Inc.	Encino	CA	03/2012	Present

02/2012 → Present

Raymond James Financial Services,Inc

Encino, CA
03/2012 → Present

Raymond James Financial Services Advisors Inc.

Encino, CA

Previous Registrations

2010-11-09 → 2012-01-10

New England Securities

Woodland Hills, CA
2008-12-23 → 2010-10-08

Wells Fargo Clearing Services, Llc

Beverly Hills, CA

Woodland Hills, CA
2006-01-16 → 2008-12-26

Ubs Financial Services Inc.

Sherman Oaks, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-14

S66 Uniform Combined State Law Examination

2006-01-14

View on SEC IAPD

Current Employers

Raymond James Financial Services Advisors, Inc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews