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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-03 |
| NY | RA | APPROVED | 2021-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Buffalo | NY | 02/2014 | 08/2017 |
| Pruco Securities, Llc | Amherst | NY | 09/2017 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 03/2020 | Present |
| Dopkins Wealth Management | Buffalo | NY | 03/2018 | 02/2020 |
| Bank Of America, N.A. | Buffalo | NY | 04/2020 | Present |
I*2545271, Entity Type: Not for Profit , Name of OBA: Estate Planning Council, Address: Amherst, NY 14226 Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 06/15/2025 , No Hours: 5 monthly, No Hours during Trading: 2 monthly , Duties: The Western New York Estate Planning Council (WNYEPC) is a group of estate planning professionals interested in networking, learning, and growing to always be one step ahead of the issues their clients face. I will be membership chair to let others know about the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-06 |
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