Edward Christopher Witherspoon

Employer firm

Holistic Private Wealth, LLC CRD 152540

Reported services (Item 5G)

Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers

Holistic Private Wealth, Llc

1 Olympic Place Suite 900, Towson, MD 21204 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2012-10-26

MD RA
APPROVED

Since 2012-10-26

Branch Locations

1200 C. Agora Drive Suite 297, Bel Air, MD 21014-6849 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2002-09-11

MD RA
APPROVED

Since 2002-09-11

Branch Locations

1 Olympic Place Suite 900, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Holistic Wealth Advisors, Llc	Clifton Park	NY	05/2010	Present
Cetera Investment Advisers Llc	Schaumburg	IL	10/2012	Present
Cetera Financial Specialists Llc	Schaumburg	IL	10/2012	Present
Holistic Private Wealth	Bel Air	MD	12/2014	Present

05/2010 → Present

Holistic Wealth Advisors, Llc

Clifton Park, NY
10/2012 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
10/2012 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/2014 → Present

Holistic Private Wealth

Bel Air, MD

Other Businesses

1) FIXED INSURANCE, INV REL, LONG TERM CARE INSURANCE DIVISION; LONG TERM CARE REP; SALE OF LONG TERM CARE INSURANCE; 2) HOLISTIC PRIVATE WEALTH, INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA NAME FOR INVESTMENT PRACTICE; START 12/2014; MANAGING DIRECTOR 3) HOLISTIC WEALTH ADVISORS, LLC, DBA NAME FOR INVESTMENT PRACTICE- INV RELATED; BEL AIR, MD; RIA: 4) AL CESKY SCHOLARSHIP FUND; NOT INVESTMENT RELATED; PO BOX 571, BEL AIR, MD, 21014; EDUCATIONAL; START 12/2014; 0 HOURS/WEEK; BOARD MEMBER 5) HARFORD COMMUNITY COLLEGE; NOT INVESTMENT RELATED; 401 THOMAS RUN RD, BEL AIR, MD 21014; EDUCATIONAL; START 12/2014; 0 HOURS/WEEK; BOARD MEMBER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-27
S63	Uniform Securities Agent State Law Examination	1999-09-13

S65 Uniform Investment Adviser Law Examination

2000-09-27
S63 Uniform Securities Agent State Law Examination

1999-09-13

Designations

Certified Financial Planner

View on SEC IAPD