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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-17
LA RA APPROVED 2016-02-12
  • TX RA
    APPROVED_RES
    Since 2016-02-17
  • LA RA
    APPROVED
    Since 2016-02-12

Branch Locations

1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States

Mandeville, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 02/2016 03/2020
Ameriprise Financial Services, Llc New Orleans LA 03/2020 Present
Previous Registrations
  • 2002-08-20 → 2016-02-15
    Securian Financial Services, Inc.
    Metairie, LA
    Metairie, LA
  • 2002-01-28 → 2002-08-13
    Banc One Securities Corporation
    New Orleans, LA
Other Businesses

Outside Employment; Strat Energy & Consulting; Secretary -; Secretary for husband's consulting company; 22 Country Club ParkCovington, LA 70433, ,; Not Investment-Related; 01/01/1994; 1 to 9 hours per month; 0 during trading hours / Strat Ventures Inc.; Secretary -; Husband's company; 22 Country Club ParkCovington, LA 70433, ,; Not Investment-Related; 01/01/2004; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; North Cross Methodist Church of Madisonville; Member of the finance committee. No signature authority on any accounts. Includes working with finance committee to review and make recommendations for directing the church finances regarding setting budgets and allocation of receipts to various programs. On committee for annual church pledge drive.; 311 Hwy 21, , MADISONVILLE, LA, 70447; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-17
  • S66 Uniform Combined State Law Examination
    1998-07-17
Other Names
  • Diana Matherne
  • Diana L Matherne

View on SEC IAPD

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