Aaron Nathan Wolson

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
TX	RA	APPROVED_RES	2020-08-11
NJ	RA	APPROVED	2012-03-01

NY RA
APPROVED

Since 2021-04-16
TX RA
APPROVED_RES

Since 2020-08-11
NJ RA
APPROVED

Since 2012-03-01

Branch Locations

200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States

Plainview, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Melville	NY	02/2012	03/2020
Ameriprise Financial Services, Llc	Garden City	NY	03/2020	Present

02/2012 → 03/2020

Ameriprise Financial Services, Inc.

Melville, NY
03/2020 → Present

Ameriprise Financial Services, Llc

Garden City, NY

Previous Registrations

2006-09-21 → 2012-02-21

Wells Fargo Clearing Services, Llc

Syosset, NY

New York, NY

Great Neck, NY

New York, NY

Port Washington, NY

Carle Place, NY

Hempstead, NY

White Plains, NY

Great Neck, NY

Port Washington, NY

Huntington, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-20
S63	Uniform Securities Agent State Law Examination	1995-09-08

S65 Uniform Investment Adviser Law Examination

2006-09-20
S63 Uniform Securities Agent State Law Examination

1995-09-08

Other Names

Aaron Wolson

View on SEC IAPD