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James Lee Mackey

Mach-1 Financial Group, LLC

Rogers, AR

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Current Employers
Mach-1 Financial Group, Llc

1001 S. 52Nd Street Suite 100, Rogers, AR 72758 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-15
AR RA APPROVED 2022-03-25
  • TX RA
    APPROVED
    Since 2022-09-15
  • AR RA
    APPROVED
    Since 2022-03-25

Branch Locations

1001 S. 52Nd Street Suite 100, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Rock AR 09/2011 04/2017
Lpl Financial, Llc Rogers AR 04/2017 12/2025
Mach-1 Financial Group, Llc Rogers AR 03/2022 Present
Previous Registrations
  • 2017-04-18 → 2022-06-29
    Lpl Financial Llc
    Little Rock, AR
    Allen, TX
    Rogers, AR
  • 2011-11-01 → 2017-04-19
    Morgan Stanley
    Little Rock, AR
    Little Rock, AR
  • 2004-10-25 → 2005-02-16
    Trustcore Financial Services, Llc
    Brentwood, TN
Other Businesses

Licensed insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-31
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S65 Uniform Investment Adviser Law Examination
    2011-10-31
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01
Other Names
  • James Lee Mackey
  • Lee Mackey

View on SEC IAPD

Other Firms

SOWELL MANAGEMENT
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
GUARDIAN FINANCIAL, INC.
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KIMBERLY DAWN SMITH
Sabrina Phillips Freeman
Garret Benson
BART PATRICK ALLARD
TONYA GAY FULCHER
TONY JEROME HANSMANN
MARK WESLEY CHAMBERS
Trey Alan Taylor

Other Offices

SOWELL MANAGEMENT · Rogers, AR
BANKERS LIFE ADVISORY SERVICES, INC. · Bentonville, AR
CETERA INVESTMENT ADVISERS LLC · ROGERS, AR
GUARDIAN FINANCIAL, INC. · BENTONVILLE, AR
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC · BENTONVILLE, AR
LPL FINANCIAL LLC · ROGERS, AR
PRIVATE ADVISOR GROUP, LLC · ROGERS, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · ROGERS, AR

More in Rogers, AR

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