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Stephanie Anne Nilsen

Morgan Stanley

Naples, FL

Sarasota, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2014-02-06
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2014-02-06

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boca Raton FL 01/2014 Present
Previous Registrations
  • 2012-10-02 → 2014-01-29
    Capital Guardian Wealth Management, Llc
    Miami, FL
  • 2011-07-28 → 2012-08-16
    Morgan Stanley
    W. Palm Beach, FL
  • 2010-08-27 → 2011-05-23
    Rehmann Wealth
    Boca Raton, FL
    Lansing, MI
  • 2010-03-10 → 2010-12-31
    Osaic Wealth, Inc.
    Naples, FL
    Vero Beach, FL
    West Palm Beach, FL
    Scottsdale, AZ
  • 2009-05-29 → 2009-11-02
    Oppenheimer & Co. Inc.
    North Palm Beach, FL
    Sarasota, FL
  • 2006-07-17 → 2009-03-17
    Stanford Group Company
    Boca Raton, FL
  • 2004-01-30 → 2006-06-15
    Banc Of America Investment Services, Inc.
    West Palm Beach, FL
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-20
S63 Uniform Securities Agent State Law Examination 2001-05-29
  • S65 Uniform Investment Adviser Law Examination
    2004-01-20
  • S63 Uniform Securities Agent State Law Examination
    2001-05-29
Other Names
  • Stephanie Anne Nilsen
  • Stephanie Anne Robinson
  • Stepanie Robinson
  • Stepanie Anne Robinson
  • Stephanie A Somma
  • Stephanie Anne Robinson
  • Stephanie Anne Somma

View on SEC IAPD

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Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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