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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-16

Branch Locations

2625 8Th Ave. Ste. 150, Fort Worth, TX 76110 • United States

Benbrook, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
Fort Worth Financial L.L.C. Fort Worth TX 12/2006 Present
Ruddell Financial Service Fort Worth TX 04/1996 Present
Other Businesses

1. Fort Worth Financial L.L.C. 2625 8th Avenue, Suite 150, Fort Worth TX 76110, United States, 12/01/2006, President, Real Estate, INV REL, 60 HRS/MO 30 Trading HRS/MO 2. Brett J. Ruddell dba Ruddell Financial Service, 2625 8th Avenue, Suite 150, Fort Worth TX 76110, United States, 02/14/1996, Owner, Insurance/Benefits/Human, INV REL, 60 HRS/MO 30 Trading HRS/MO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-12
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S65 Uniform Investment Adviser Law Examination
    2025-08-12
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02

View on SEC IAPD

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